Risk

Financial Services Briefing - Issue 1, 2014

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Insights on market conduct and risk culture

EY - Bank Governance Leadership Network - Conduct supervision and the implications for banks and their customers(Mar 2014, Global)

Bank Governance Leadership Network - A new era of conduct supervision: consequences, challenges, and opportunities

Conduct issues can affect profitability and tarnish the reputations of individual banks and the industry as a whole. Learn practical approaches for addressing conduct-related issues.

See also Bank Governance Leadership Network - Five years on, uncertainty is the new normal in our Operational effectiveness section.

EY - Global Regulatory Network Executive Briefing - Assessing risk culture — questions firms should be asking(Jan 2014, Global)

Global Regulatory Network Executive Briefing - Assessing risk culture - questions firms should be asking

The briefing explains the recently released Financial Stability Board (FSB) Consultative Document and provides banks with tools to assess their risk culture against FSB expectations.

EY - Transforming the bank: regulation and strategy (The Banker supplement in association with EY)(Jan 2014, Global)

Transforming the bank: regulation and strategy (The Banker supplement in association with EY)

In this special Davos edition of The Banker, our banking leaders provide insight into key risk and regulatory issues.

EY - Centralized operations: the future of operating models for Risk, Control and Compliance functions(Feb 2014, Global)

Centralized operations: the future of operating models for Risk, Control and Compliance functions

Centralized operating models represent an opportunity to manage risk more effectively and drive down cost. Have you kept pace with the rest of your business?

See also our Insights on governance, risk and compliance series.

EY - Global Regulatory Network Executive Briefing(Dec 2013, Global)

Maximizing value from your lines of defense

Many companies have a renewed focus on effective risk management. We present a pragmatic approach to establishing and optimizing your lines of defense model.

See also our Insights on governance, risk and compliance series.

Banking & Capital Markets

EY - Bank Governance Leadership Network - ViewPoints: Addressing cybersecurity as a human problem(Dec 2013, Global)

Bank Governance Leadership Network - ViewPoints: Addressing cybersecurity as a human problem

EY and Tapestry Networks convened a Bank Governance Leadership Network meeting to discuss cyber security. Learn about industry preparedness and ways to improve systems defences.

See also Bank Governance Leadership Network - Five years on, uncertainty is the new normal in our Operational effectiveness section.

EY - Anti-money laundering issues for financial institutions(Feb 2014, United States)

Anti-money laundering issues for financial institutions

In this Financier Worldwide's TalkingPoint, Steve Beattie, a principal at Ernst & Young LLP, discusses anti-money laundering issues faced by financial institutions.

Insurance

EY - Leveraging technology and data for risk management (Mar 2014, Global)

Leveraging technology and data for risk management

In this report, we explore ways technology and data can help insurance companies produce high-quality information for effective, efficient risk management.

EY - Enterprise risk quantification(Feb 2014, United States)

Enterprise risk quantification

Enterprise risk quantification requires a well-designed framework with effective governance and high-quality information. We explore the factors that can enhance insurance risk management.