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    Library: United States (English)  Banking & Capital Markets - 27
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    Federal Reserve Board announces CCAR/DFAST results
    (pdf, 172.39 KB)
    18 Mar, 2015 United States

    Get highlights of recent FRB results regarding the Comprehensive Capital Analysis and Review and Dodd-Frank Act stress testing, and see what's in store for 2016.

    The role of the subledger
    (pdf, 143.32 KB)
    26 Feb, 2015 United States

    A subledger substantiates the general ledger, reflecting the accounting for business activity at a transaction level or business-event level at a finer degree of detail.

    EY - Taking a holistic approach to banking regulations Taking a holistic approach to banking regulations
    (pdf, 350.26 KB)
    16 Feb, 2015 United States

    While it is important to have adequate processes for each new regulation, it is also crucial to look at the regulatory environment as a whole.

    EY - Banking 2014: Guiding an industry in transition Banking 2014: Guiding an industry in transition
    (pdf, 306.18 KB)
    09 Feb, 2015 United States

    The financial crisis and subsequent regulatory reform have had lasting effects on the banking industry. Explore how we can help you navigate the new environment.

    EY - Are you prepared for EMV? Are you prepared for EMV?
    (pdf, 738.92 KB)
    09 Feb, 2015 United States

    EMV (Europay, MasterCard and Visa) is an emerging global standard for credit and debit cards. We explore EMV migration and how issuers are preparing.

    Dark pools and toxicity assessment
    (pdf, 1.26 MB)
    21 Jan, 2015 United States

    There is now a heightened global focus on the way dark pools operate and the level of controls they have to safeguard customers and investors.

    EY - Margin policy for non-cleared OTC derivatives Margin policy for non-cleared OTC derivatives
    (pdf, 300.93 KB)
    04 Dec, 2014 United States

    Proposed reforms will impose significant challenges across all functions of the collateral management life cycle. How can you prepare?

    Focus on AML in the securities industry
    (pdf, 1.33 MB)
    17 Sep, 2014 United States

    As anti-money laundering enforcement expands beyond banking institutions, securities firms must be ready for sweeping changes in how they are expected to mitigate AML risk.

    Portfolio performance now top of mind for clients
    (pdf, 324.85 KB)
    30 Jun, 2014 United States

    This Family Wealth Report covers findings from our Wealth Management Survey, including the increasing importance of goals-based financial planning.

    EY - The next generation of financial advisors The next generation of financial advisors
    (pdf, 208.27 KB)
    13 May, 2014 United States

    Wealth management faces a significant challenge as demographic and cultural shifts are increasing the demand for investment services and thinning the ranks of advisors.

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