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Financial Services - Ernst & Young - United States

Financial services: bringing the broader perspective

We’re ranked #1: Operational Risk & Regulation 2011


Operational Risk & Regulation 2011

In today's complex business climate, the financial services industry demands an integrated approach to managing its uncertainties and opportunities.

At Ernst & Young, our reputation is built on assembling multi-disciplinary teams from around the world to deliver a global perspective. Aligned to key industry groups including asset management, banking and capital markets, insurance and private equity, we provide integrated assurance, tax, transaction and advisory services.

And with nearly 35,000 dedicated financial services professionals globally, we naturally approach issues from every angle to quickly see the broader picture. This means you get a clear perspective of your market and the options available to you. It's how Ernst & Young makes a difference.

Welcome to Ernst & Young Financial Services.

Publication cover: Investing in the future

We’re ranked #1: Operational Risk & Regulation 2011 consultancy awards
We are pleased to announce Operational Risk & Regulation ranked us as the leading consulting firm for the third consecutive year, in addition to placing us first in the following categories: Basel II/III, corporate governance, fraud/financial crime prevention, treating customers fairly, anti-money laundering, regulation strategy and enterprise-wide compliance and risk management strategy.

Publication cover: Investing in the future

2011 wealth management study: investing in the future
Strategic investments in technology, people and processes will have to be balanced against other organizational imperatives in a highly competitive wealth management market. Is your wealth management firm maximizing its resources for the future? We surveyed professionals to find out where the industry is heading.

2011 survey highlights: global hedge fund market

2011 survey highlights: global hedge fund market
Our recent survey, which juxtaposes the views of managers and investors, indicates that the two groups differ on some important matters such as governance, administration, succession and capital raising. How can they bridge these gaps and find consensus? Tap into our findings for insights and analysis.

Evolution of the CRO

Evolution of the CRO
“CRO” may not be a new title in banking, but post-crisis challenges—including greater risk requirements, an uncertain macroeconomic landscape and a heightened regulatory environment—mean that responsibilities have grown considerably for this officer. Gain further insight into this role’s challenges and which areas will be integral for success.

Evolution of the CIO: focusing on business outcomes

Evolution of the CIO: focusing on business outcomes
The Chief Information Officer (CIO) and the broader technology functions are evolving from the oversight of operations to the delivery of business outcomes. For some firms, this means instituting new roles and responsibilities that focus on "the five I's" - information, infrastructure, innovation, investment and integration. Learn more about them.

Eurozone for financial services

Eurozone Forecast: outlook for financial services
Our Eurozone Forecast for financial services (pdf, 2mb) examines economic forecasts for the region’s banking, asset management and insurance sectors.

Woman Telephoning While Using Online Banking

Broker-dealers respond to Dodd-Frank and FINRA
Broker-dealer compliance programs have been significantly impacted by Dodd-Frank and FINRA related regulations. How are firms and their compliance functions responding? We conducted a survey of broker-dealer compliance officers to find out. See their perspectives and practices around these new regulations.

Bull

Dodd-Frank one year later
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act into law. While most companies are well positioned to respond, they will still need to adapt to the nearly 250 new rules the act has created. Are you prepared?

Managing risk

Manage liquidity risk: try our liquidity diagnostic tool
To help banks move their funding and liquidity risk frameworks toward leading practices, we have developed a market-tested diagnostic tool. It provides current benchmarking and detailed mapping against regulatory requirements to help you identify gaps and improvement opportunities. Use our tool to help you create an actionable liquidity risk management plan.

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Making every drop count
The new Basel III liquidity rules mark the first time that specific global quantitative minimum standards for liquidity have been introduced. To provide financial institutions with time to develop their reporting systems, the first observation-period reporting to supervisors is expected by January 2012. Find out how to prepare.

Map showing Financial Services Headquarters

News

Insurance contracts: Are you ready?

Play the 1 minute recap

Regulatory reform under Dodd-Frank and EU rulemaking
Watch our video recap.

Hank Prybylski

Ernst & Young's Hank Prybylski, Global Financial Services Risk Management Leader, reveals businesses’ top three responses to global regulatory reform.

 

Financial Services Headquarters

Ernst & Young provides comprehensive coverage across major geographic regions

 

Americas
Carmine DiSibio 
New York
+1 212 773 1673

If you have a specific service need or inquiry, please contact one of our US financial services leaders.

 

Europe, Middle East, India and Africa
Andy Baldwin 
London, United Kingdom
+44 20 7951 8696

Far East
Keith Pogson 
Hong Kong, China
+852 28499227

Japan
Koichi Hanabusa  
Chiyoda-ku Tokyo-To
+81 3 3503 1692

Oceania
Andrew Price 
Sydney, Australia
+61 2 9248 5555


For addtional sector specific insight, visit our global:
 Asset Management Center
 Banking & Capital Markets Center
 Insurance Center
 Private Equity Center

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