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Banking & Capital Markets - Ernst & Young - United States

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Banking & Capital Markets: an industry in transformation

We’re ranked #1: Operational Risk & Regulation 2011

Operational Risk & Regulation 2011

Amid significant global regulatory reform, banks and securities firms are faced with numerous challenges and sweeping changes. How should banks' operating models evolve? Where are the greatest opportunities for growth? What is the most effective way to raise and manage capital? These are some of the questions banks are wrestling with as they seek to comply with new regulations while meeting the reasonable expectations of customers and shareholders.

Our global reach
Our worldwide team of industry-focused assurance, tax, transaction and advisory professionals - with deep sector knowledge and technical experience - can help you address these myriad changes and compete effectively in this dynamic environment.

Our commitment
Whether managing risk, improving transparency, replacing and developing systems or enhancing data quality, we're committed to helping your organization reach its full potential.


Industry perspectives

Enhanced prudential standards for FBOs

Enhanced prudential standards for FBOs

A new proposal from the Federal Reserve includes significant changes to the regulation of foreign banking organizations (FBOs) and addresses unique aspects of their supervision.

Dan New and Danielle Ryea

SEC private fund adviser exams: what to expect

The SEC’s newly issued regulations under Dodd-Frank has made their examinations more stringent, requiring private fund advisers to meet more thorough disclosure standards.

Global banks

OTC derivatives

OTC derivatives reform initiatives bring sweeping changes for all financial institutions. Our global focus on emerging regulation positions us well to assist firms in navigating an evolving landscape. Read more.

The next era in banking

Retail banking

Read the latest insights into consumer protection, customer complaints and strategic approaches to loss mitigation. Read more.

An action plan for improving bank risk governance

G30 report: a call to action on bank governance

We highlight specific G30 recommendations for each group involved in the governance process: the board of directors, management, supervisor and shareholders.

Buildings at night

Banking performance improvement

Get insights on core management and business processes, and how to set the stage for future growth. Read more.

Front of building

IFRS

It's almost here. Learn what you need to know about the global banking industry's transition to IFRS. Read more.

Buildings reflection on glass

Assurance & Tax

Heightened levels of professional skepticism and executive involvement are needed in today's environment. Utilize our open and honest perspective. Read more.

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