EY - Seeking relief from the SEC staff under Rule 3-13

Seeking relief from the SEC staff under Rule 3-13

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In our podcast, Steven Jacobs, Mark Kronforst and Julien Boucher discuss relief registrants can seek from financial statement requirements under Rule 3-13 of Regulation S-X. They explain how companies can use the rule to seek relief from the SEC staff, and they provide practical tips. They also note that SEC officials are encouraging companies to make requests for relief under the rule at a time when the SEC is considering broader changes to its disclosure requirements, internal processes and staff guidance as a way to make the public markets more attractive.