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Risk Management and Regulatory

Our Risk Management and Regulatory Financial Services lawyers work across sectors and jurisdictions to provide advice on a range of regulatory and compliance issues. With experienced lawyers, we have a deep knowledge and understanding of both the regulations themselves and the regulators who devise and enforce them.

Our practice delivers a seamless service, providing clients with practical and commercial advice about the impact of regulation on their business and dealings with regulators. We cover the full range of regulatory issues that clients may face, on a multi-jurisdictional basis. Key sectors of focus include investment banking, securities, asset management, retail banking and payment services and insurance.

Working with our colleagues across EY, we provide a holistic viewpoint; building legal advice into solutions at the outset and providing a connection between multiple advisors.

Regulatory

We provide contextualised financial services regulatory advice tailored to our client’s needs, using a team of experienced regulatory lawyers. We advise clients on the practical and commercial impact of regulation on their business and in their dealings with regulators.

Legal Risk

We advise clients on how to define legal risk for their organisation, diagnosing and mitigating the legal risks present in a business and implementing effective legal risk controls to guard against future loss.

Managed Legal Services

Working with EY’s Managed Services team, our legal team can offer a low-cost solution to volume contract remediation and ‘business as usual’ processes. We can also provide full or partial outsourcing of people, processes and systems.

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