SEC in Focus - October 2019

3 Oct 2019 PDF
Subject AccountingLink
Publications SEC publications


Our newsletter summarizes SEC developments in the last quarter, including certain items we have not previously reported in Week in Review. Highlights include a discussion of a rule proposal that would modernize the description of business, legal proceedings and risk factors disclosure requirements of Regulation S-K, as well as recently released guidance on investment advisers’ proxy voting responsibilities. We also discuss other recent SEC activities, including the recent disclosure program reorganization and enforcement matters.

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