In recent years, the industry has experienced a significant amount of regime change, rather than quantity of new legislation. As a result, regulators have heightened expectations across three key areas:
- Internal controls and accountability
- Quality assurance
- Data integrity
This page offers thought leadership on how firms can better meet their current regulatory challenges and insights on how new regulatory changes will impact your business. We offer these insights through regulatory reporting roundtables, surveys and briefs, which offer periodic insights on upcoming regulatory changes and challenges.