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Hong Kong financial services regulatory requirements
This series provides asset managers and licensed corporations with actionable insights into SFC and MPFA requirements. Key focus areas include:
Authorization processes for SFC-listed alternative funds
FRR compliance standards for financial resources
Investor protection frameworks and disclosure obligations
Liquidity management and valuation best practices
Regulatory updates impacting pension investments
The articles combine regulatory analysis with practical implementation guidance, addressing complex areas such as closed-ended fund structures, liquid capital monitoring and investor knowledge assessments. They are essential reading for professionals ensuring compliance with Hong Kong’s evolving financial regulations.
Latest regulatory updates:
Essential SFC Circular: governance standards for licensed corporations and financial resources compliance