Risk and regulatory transformation

Banking and capital markets

As banks focus on digitizing their businesses, they continue to face regulatory, risk and compliance challenges, while also trying to keep pace with unprecedented change across the industry.

As digital reshapes financial services, regulatory, risk and compliance strategies must continue to evolve. Banks that succeed will excel at proactively addressing the impact of digitization on compliance, accountability, transparency, risk management and data governance.

To do so, banks will need to collaborate with all market participants and regulators to meet their objectives for an improved customer experience, while also keeping both customers and financial markets safe.

Our Global Regulatory Network (GRN) and risk and compliance consulting professionals help the C-suite and board-level bank executives respond to constantly changing risk management, prudential regulatory and accounting requirements.

Featured Thinking

Financial crime operations

Our skilled teams, operational efficiencies enabled by innovative technology and flexible global delivery service centers can help you manage financial crime risk in a cost-effective, sustainable way.
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Transaction reporting advanced data analytics

The EY Transaction Reporting Advanced Data Analytics platform helps firms meet trade and transaction reporting and control requirements. Learn more.
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EY Mobility Pathway Business Traveler

EY Mobility Pathway Business Traveler is a tool that helps banks monitor cross-border risks. Watch this video and schedule a call.
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EY Regulatory Compliance Manager

The EY Regulatory Compliance Manager can help you digitally manage compliance efficiently and effectively within a shifting regulatory landscape. Learn more.
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Global Regulatory Network

Our Global Regulatory Network, consisting of former regulators and bankers from the Americas, Asia and Europe, provides strategic insights on financial regulation that helps clients adapt to the changing regulatory landscape.
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Risk transformation

Discover how EY's risk transformation team can help Boards and CxOs build agile and risk-aware organizations that make better decisions.
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Financial services risk management

Discover how EY can help the banking & capital markets, insurance, wealth & asset management and private equity sectors tackle the challenges of risk management.
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Our latest thinking

As the Basel deadline nears, are banks up for the challenge?

EY survey shows wide disparities in readiness and approach to Basel 3 Reforms as regulators increase scrutiny following bank failures. Discover more.

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Regional perspectives

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How to transform product development to outperform the competition

The Team

Nigel Moden

EY Global Banking and Capital Markets Leader

Passionate believer in the banking industry as a force for good. Leading advocate for the talent agenda in EY. Builder of diverse teams. Avid cricketer.

London, United Kingdom

Christopher Woolard CBE

EY UK LLP Board Member; Partner, Financial Services, Ernst & Young LLP; EY Global Regulatory Network Chair

Experienced senior leader in regulation, strategy and innovation. Building better consumer and market outcomes in financial services.

London, United Kingdom

Marc Saidenberg

EY Americas Financial Services Regulatory Lead, Principal US Financial Services Consulting, Ernst & Young LLP

Financial services advisor. Facilitating active dialogue between industry and the public sector. Public speaker and thought leader. Husband and father.

New York, NY, United States

Eugène Goyne

EY Asia-Pacific Financial Services Regulatory Lead

Regulatory compliance advisor. Public policy advocate. Fitness and arts fanatic.

EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients.