EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Limited, each of which is a separate legal entity. Ernst & Young Limited is a Swiss company with registered seats in Switzerland providing services to clients in Switzerland.
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The FINMA Licensing Guide
A practical guide for financial market participants in Switzerland.
Findings from the paper:
- Obtaining authorization from FINMA is essential for engaging in financial market activities in Switzerland, with compliance to regulatory standards being a key factor.
- Organizations must meet specific financial, personnel, and organizational requirements to qualify for the necessary licenses or authorizations.
- The FINMA Licensing Guide clarifies the complex licensing process, providing an overview of different types of licenses, regulatory frameworks, and specific requirements.
Author:
Darko Stefanoski
Publication:
22 Sep 2025
Language:
English
Number of pages:
43
Document type:
Paper
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