Financial services law

As the scope of financial regulation widens, the integrated, cross-disciplinary EY approach helps steer companies through the regulatory maze. Strong compliance not only protects businesses from regulatory risk, but also positions them to take advantage of emerging opportunities.

Related topics Law Financial services

What EY can do for you

EY Law teams provide advice to national and international banks, securities dealers, insurers, asset managers, financial companies and pension institutions in the banking, capital markets, asset management and insurance sectors. The teams help these institutions with a broad range of transactions, product development, legal, regulatory, compliance and structural issues. Also, EY Law teams advise regulatory authorities, supranational bodies, governments and government agencies. In addition, the teams work actively with market organizations to develop documentation, policy and leading practice.

EY Law teams advise on all legal and regulatory, risk management, enforcement and compliance issues across multiple jurisdictions.

EY Law teams advise financial services companies on:

  • Supervisory law
  • Banking and capital markets law
  • Insurance law
  • Corporate governance
  • Data privacy and banking secrecy
  • Compliance
  • Outsourcing
  • Blockchain, distributed ledger technology and crypto-assets
  • FinTech and RegTech
  • Corporate and commercial law
  • Legal operations and legal managed services
  • Transactions and legal, regulatory and compliance due diligence
  • Investigations
     

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