Transaction reporting advanced data analytics

In Banking and capital markets

What EY can do for you

Trust in financial services has never been more vital. This is especially true for global trade and transaction reporting. Regulators need complete, accurate and timely reporting to detect market abuse, insider trading and monitor systemic risk. Robust reporting underpins market integrity that society, consumers and regulators rely on.

In addition to the requirement to produce reports, there is a regulatory expectation1 for firms to perform end-to-end testing of their trade and transaction reporting processes. Reporting integrity is another aspect which will be highly visible to regulators and is an area of likely scrutiny.
Many firms are unaware or underprepared to demonstrate completeness, accuracy and timeliness of reports to regulators and the regulators are using data profiling techniques to review the quality of submissions.

The EY Transaction Reporting Advanced Data Analytics platform uses advanced data analytics to test the quality of reporting. It tests full populations of data for global regulations.

Our technology-enabled service:

  • Reviews your firm’s trade and transaction reporting
  • Offers an automated, high-volume, broad quality test platform for:
    • Completeness, accuracy and timeliness
    • Advanced data profiling
  • Analyzes global transaction reporting regimes
  • Provides a broad service offering for all reporting aspects and a service delivery capability across the globe

The team

Andrew Prestney

Associate Partner, Business Consulting, Ernst & Young LLP

Passionate about building a better working world by helping EY clients navigate the complexity of reporting. D&I champion. Charity fundraiser.

London, GBR

David Williams

EY UK Banking & Capital Markets Technology Consulting Leader

Transformation leader. Passionate about innovation. Action-oriented realist. Driving business transformation through the intelligent use of the latest technology. Husband and father of two.

London, GBR

Christopher Woolard CBE

Partner, Financial Services Consulting, Ernst & Young LLP; EY UK FinTech Leader; EY Global Financial Services Regulatory Network Chair; EY EMEIA Financial Services Regulation Leader

Experienced senior leader in regulation, strategy and innovation. Building better consumer and market outcomes in financial services.

London, GBR

Kara Cauter

EY EMEIA Capital Markets Consulting Partner; EMEIA Financial Services Compliance and Conduct Leader

Capital markets regulatory leader. Technology led transformation of compliance and control. Committed advocate of women and children. Open minded and outspoken. Gourmet gardener. Runner. Wife. Mother.

London, GBR

David Scott

EY Asia-Pacific Financial Services Risk Management Leader

Transformation leader in risk management. Industry innovator. Collaborator and team worker. Married. Father of two. Rugby enthusiast.

Hong Kong SAR, CHN

Patricia Tay

Ernst & Young – Hong Kong Banking & Capital Markets Assurance Partner

Leader in internal controls and regulatory assurance. Passionate believer in the power of diversity and inclusiveness.

Contact us
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