Financial services law

EY teams aim to bring commercially focused legal support that can help financial services businesses to comply, grow, transform and operate, safely and effectively. The combined strength of our legal experience and legal consultancy, often integral to EY’s multi-disciplinary offering and technology-enabled transformation capabilities, can provide pragmatic and action-orientated-services.

How EY can help

Our financial services business has its own multi-jurisdictional dedicated legal practice focused on supporting financial services clients with both sector specific legal needs and with legal requirements integral to many projects.

And we have the scale to service global requirements. We are part of a 2,400 strong EY network of lawyers in 94 countries with eight managed delivery centers. This is where 1,100 multilingual legal managed services professionals work to help streamline process leveraging our legal tools, which can assist EY clients in increasing their efficiency, while managing risks.

We bring the insights of our people combined with technology to legal challenges and aim to provide business-focused solutions. It’s how we can play our part in helping build a better financial services world for employees, shareholders, customers and society as a whole.

  • EY Law teams are trusted legal business advisors to financial institutions globally. Our banking and capital markets law experts bring significant experience and understanding of the client's objectives to develop key strategies at each phase of a project, including: 

    • Corporate governance
    • Due diligence
    • IPOs
    • Cross-border
    • Prospectus
    • Research
    • Marketing
    • Listing
    • Regulatory disclosure and reporting requirements
    • Risk management (including third-party risk management)
    • Outsourcing (including cloud)
    • Regulatory capital
    • Preparation of contracts and customer documentation

    Contact Nicolette Opdam, the EMEIA banking sector leader.

EY teams can advise your financial services organization on:

Webcast: EY Law General Counsel (GC) conversations

Learn more on the latest ESG regulation and the role the GC could play.

EY Boardroom Monitor

Find out why having board directors with legal, compliance and regulatory experience is key for European financial services firms.

Our latest thinking

The General Counsel Imperative: How the law department is key in unlocking your sustainability strategy

As sustainability issues increasingly create risk, law departments are expected to play a key role in driving their organization’s compliance.

06 Apr 2022 EY Global

The General Counsel Imperative: How can you evolve entity management into effective governance?

The 2021 EY Law Survey finds the challenges to effective legal entity management. Learn more.

15 Jun 2021 Mike Fry + 2

    Our leaders

    Nicolette Opdam

    Lawyer and EMEIA Financial Services Law Leader, HVG Law LLP

    A passion for diversity. Change driver. Skier, racing cyclist, fast-car lover and thrill seeker. Mother of two. You can always wake me up to go dancing.

    Amsterdam, NLD

    Chris Price

    Managing Partner, Financial Services Law, Ernst & Young LLP United Kingdom

    Oxford Blue. Enthusiastic skier, horse rider, runner. Keen interest in fast depreciating cars and slowly appreciating wines. Husband and father of two.

    London, GBR

    Dr. Ansgar Becker

    Partner, Financial Services Law, Ernst & Young Law GmbH Rechtsanwaltsgesellschaft Steuerberatungsgesellschaft

    Enthusiastic windsurfer, mountain biker and cross-country runner. Husband and father of two children.

    Eschborn/Frankfurt (Main), DEU

    Filip Bogaert

    EY Belgium Legal and Regulatory Leader, Financial Services

    Seasoned regulatory leader for the financial sector. Champion of leading and delivering high-stakes, transversal regulatory transformation and remediation projects.

    Diegem, BEL

    Enrique Albarracin

    EY Spain Legal and Regulation Leader, Financial Services

    Passionate golfer and car enthusiast. Family-oriented. Working towards improving things for better and bigger outcomes.

    Madrid, ESP

    Monica Gogna

    EY UK Financial Regulation Law Leader, Financial Services

    Passionate about creating real change in the financial services industry.

    London, GBR

    Saskia Vermeer-de Jongh

    EY Netherlands Digital, Privacy & Cybersecurity Law Practice Leader

    Leader in digital, privacy and cybersecurity law. Mother to two boys. Keen runner, swimmer and fitness enthusiast.

    Amsterdam, NLD

    Sandrine Cullaffroz-Jover

    Partner, Data Protection Law and Financial Services, Ernst & Young Société d'Avocats SELAS

    Geek lawyer. Passionate about entrepreneurship and technology. Lecturer at Université Technologique de Troyes and Paris Dauphine. Always ready to unlock clues in escape game parties. Outdoor lover.

    Paris La Défense, FRA

    Michele Odello

    EY Italy Law Leader, Financial Services

    A lucky guy with some aim. Married, enthusiastic dad of young Lodovico. Passionate for every possible sport and sport event. Avid tennis player and traveler of the US.

    Milano, ITA

    Géraldine Roch

    EY France Legal Leader, Financial Services

    Managing and supervising the French legal financial team. Attorney at law. Accomplished in regulatory issues and leader in regulatory dispute resolutions in France. Mother of two.

    Paris La Défense, FRA

    Christian Roethlin

    EY Switzerland Tax & Legal Leader, Financial Services

    Supporting clients in transforming their legal and compliance functions to become more digital-enabled. Married, a proud father of a son and a daughter, likes gardening and doing sport.

    Zurich, CHE

    Gita Shivarattan

    EY UK Head of Data Protection Law Services

    Global citizen, fitness enthusiast, and adrenaline junky. Travel lover who embraces new cultures, meets new people and over-indulges in local cuisine. Has a soft spot for sunrise.

    London, GBR

    Darko Stefanoski

    Digital Law Leader, Financial Services, Ernst & Young AG, Switzerland

    His heart belongs to two places: one is Macedonia, where he has his roots, and the other is Switzerland, where he was born and lives.

    Zurich, CHE
    Contact us
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