Regulatory Compliance

What EY can do for you

Regulatory Compliance is delivered through our Compliance Centre of Excellence (CoE), a distinctive execution model that brings together the right global teams, knowledge and experience to help you establish a world-class global compliance management function. Our comprehensive approach helps you assess, design, implement and manage end-to-end compliance programs.

EY Compliance Centre of Excellence in India comprises over 350 attorneys and legal professionals who serve clients across sectors and coordinate with our global law network to deliver integrated compliance services. It includes:

• Review and revamp compliance governance: Perform an assessment of compliance infrastructure design, including the compliance function, structures, people, processes, policies, systems and controls. Benchmark the existing framework against leading global compliance management standards. Support the development and implementation of remediation plans to address identified compliance gaps.

• Establish regulatory compliance framework: Identify and prioritize country-level regulations and applicable standards based on criticality, business context and enforcement landscape. Our compliance risk repository is tailored to incorporate sector-specific nuances. Link compliance obligations to process controls and internal policies to create a structured risk monitoring framework. Map compliance obligations to defined process owners for ongoing monitoring and reporting. 

• Automate compliance management and monitoring: Our proprietary digital platform, Compliance Manager, enables seamless management and monitoring of compliance obligations and policy lifecycles. It is a robotics-enabled, web-based workflow management tool that defines maker, checker and reviewer responsibilities and synchronizes with users’ email and calendar systems. The platform also enables policy management by linking compliance obligations with regulatory updates to monitor changes and manage the policy lifecycle effectively. 

• Regulatory horizon scanning and customized updates: Provide ongoing support in various sustenance activities such as monitoring changes in compliance landscape, performing business impact analysis of the changes, updating compliance risk framework, identifying policies which require changes, managing administration of digital platform and providing compliance helpdesk support for resolving compliance and administrative queries of users.

• Analytics enabled ongoing health monitoring: Our sector, process and legal professionals, supported by a compliance risk analytics tool, assist companies in conducting independent reviews of their compliance health and identifying areas for improvement.

• Compliance policy and process advisory: Provide advice on redesigning compliance policies and processes in response to evolving regulatory requirements or changes in the organization’s global footprint.

• Compliance-led transformations: Support clients in transforming business processes and policies to drive operational optimization while strengthening regulatory compliance.

Our proposition delivers a unique mix of global and local regulatory knowledge, supported by customized regulatory intelligence across jurisdictions. Our value proposition includes:

• Curated global regulatory content supported by a scalable global delivery model.

• Integrated regulatory, technology and business capabilities.

• Optimized compliance costs through structured governance and automation.