Scott N. Waterhouse

Scott N. Waterhouse

EY Financial Services Organization Regulatory Advisory Executive Director, Ernst & Young LLP United States

Over 30 years of experience in the banking sector. Passionate about designing sustainable programs to enhance controls, manage risks and reduce costs.

Scott is an Executive Director in the EY Financial Services Risk Management group. Since joining EY in 2015, he has provided input and regulatory perspective on issues facing the banking industry, including heightened standards, corporate governance, risk management, regulatory compliance and issue remediation.

Prior to joining EY, Scott served in a number of senior leadership positions at the Comptroller of the Currency (OCC), including serving as the Large Bank Lead Expert for Capital Markets. Throughout his OCC career, he frequently advised on OCC policies and supervisory matters.

Additionally, he was the OCC’s Examiner-in-Charge for a leading bank from 2002 to 2007, and another leading bank from 2008 to 2013, where he was responsible for the day-to- day supervision of all aspects of the banks’ domestic and international activities. He also spent seven years in London, where he supervised the trading activities of US banks.

Scott earned an MBA and a bachelor’s degree in Accounting from California State University, Hayward.

How Scott is building a better working world

“My regulatory background provides a unique perspective on client problems and issues. While many people like to paraphrase the role of the regulator, nothing beats the experience of being in the field and actively participating in the day-to-day proceedings.”

Contact Scott