Risk and regulatory transformation

Banking and capital markets

As banks focus on digitizing their businesses, they continue to face regulatory, risk and compliance challenges, while also trying to keep pace with unprecedented change across the industry.


Four regulatory priorities to drive financial institutions' focus in 2025

 

A fragmenting global landscape and intensifying scrutiny of firms’ plans for managing disruptive events are among the key issues for firms

 

United Arab Emirates at dusk.


Our latest thinking

Cash management growth driven by targeted investment and segment focus

EY 2024 CMS Survey reveals insights from financial institutions, shedding light on key trends and challenges in the evolving cash management landscape. Read more. Discover insights from the EY 2024 CMS Survey on key trends and challenges in cash management, highlighting its growing significance for financial institutions.

Growing enthusiasm propels digital assets into the mainstream

A joint survey by EY-Parthenon practice and Coinbase reveals rising investor enthusiasm and adoption of digital assets, driven by regulatory clarity and innovation.

Four regulatory priorities to drive financial institutions' focus in 2025

Our Global Financial Services Regulatory Outlook has four regulatory priorities to drive financial institutions' focus in 2025. Download the report.

KYC refresh: building an effective risk-based program

Businesses face challenges to refresh their KYC models to reduce costs and improve anti-financial crime risk management. Learn more.

Through an auditor’s lens: structured products valuation

Explore the auditor’s approach to structured finance product valuation, detailed in the EY insights that follow.

Payment throttling: a balancing act for managing intraday liquidity risk

Payment-throttling frameworks are essential to preventing intraday liquidity shortfalls and preserving banking institutions’ financial resilience. Learn more.

As the Basel deadline nears, are banks up for the challenge?

EY survey shows wide disparities in readiness and approach to Basel 3 Reforms as regulators increase scrutiny following bank failures. Discover more.

How bank CROs are responding to volatility and shifting risk profiles

The EY/IIF global bank risk management survey shows that banks must manage multiple interconnected risks and the impacts of external events.

Why global regulatory standards are fragmenting as Basel 4 is implemented

As the Basel 4 capital standard makes its way into legislation, consistency in its implementation is buckling, with worrying consequences.

Why workforce resilience is now a critical focus for bank CROs

The 11th annual EY/IIF global bank risk management survey reveals the growing importance of workforce resilience in the wake of COVID-19. Get the details.

Climate change and risk: 3 key challenges facing banks

Climate change is now a major risk, but there are multiple obstacles to overcome if banks are to be resilient.

Why today’s banking CRO must be master of many trades

The EY/IIF global risk management survey results surface new challenges faced by today’s CRO as their strategic and tactical remit expands. Read more.

How financial firms can prepare for the 2024 regulatory landscape

Financial services firms will need to prioritize both event-driven and existing regulations to capitalize on untapped opportunities. Learn more.

    What's next for non-bank finance regulation

    Explore sophisticated analysis and strategic insights designed to empower financial institutions to navigate this complex landscape effectively.

    2025 global regulatory outlook webcast

    Join EY Global Regulatory Network panelists as they share insights from the outlook and discuss what to expect and prepare for in the year ahead.