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Capital Markets Services
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Tightening monetary policy, economic headwinds, geopolitical risk and increased market volatility are providing both challenges and opportunities to capital markets firms that require strategy, operating model, and infrastructure change. The slate of capital markets Regulation and prudential trading book capital changes on the horizon as well as increasing regulatory expectations for enhanced risk management and reinvigorated enforcement actions further impact the upcoming books of work for capital markets firms.
At EY, we focus on providing business and technology-enabled services to our clients by assembling deeply skilled, cross-functional teams to work with our clients in tackling these challenges, transform, and meet their strategic goals.
Our Capital Markets teams offer a wide range of services that are tailored to how our clients are organized across business, risk, regulatory and technology areas.
Our approach aligns to supporting capital markets stakeholders – markets division CEO/COOs, financial resource management teams, front office quantitative strategists, first line of defense risk and compliance teams, post-trade operations, and technology and data teams — in growing their businesses, managing costs, and meeting risk management and regulatory requirements.
Our teams deliver approaches that consider the business agenda and the optimal technology enablement to meet client needs. In addition, we have a growing suite of pre-built solutions targeted to capital markets pain points to accelerate our clients’ execution.
We continue to establish and maintain strong relationships with capital markets trade associations and vendors that continuously inform, train and improve our capabilities.
The Capital markets services team
Michael Sheptin
EY US Financial Services Traded Products Risk and Capital Leader and IBOR Transition Co-lead
Senior advisor to banking and capital markets executives. Passionate about helping clients meet their goals and building diverse, high perfoming teams.
New York, USA
John Boyle
Principal, Capital Markets Risk & Business Transformation, Ernst & Young LLP
Capital markets and risk transformation leader focused on cost and financial resource optimization, process efficiency, and advanced analytics. Father. Avid traveler.
New York, USA
Nick Gardiner
Principal, Strategy and Transactions, EY-Parthenon Strategy, Ernst & Young LLP
Globally experienced advisor in strategy and M&A for financial institutions.
New York, USA
Daniel Scrafford
EY US IBOR Transition Lead
Financial services risk management leader. Over 14 years of experience across banking and capital markets. Iron Man competitor and father of two sons.
New York, USA
Sumit Malik
Partner, Financial Services Consulting, Ernst & Young LLP
Transformational leader in financial services. Valuation, risk and controls champion. Capital markets data and technology. Husband. Father. Movie buff. Aviation enthusiast.
New York, USA
Setu R. Pandya
Managing Director, Consulting, Financial Services, Ernst & Young LLP
Brings over 20 years of progressive experience. Delivers results across key accounts and competencies.
Hoboken, USA
Feng Zhang, PhD
Principal, Financial Services Risk Management, Business Consulting, Ernst & Young LLP
Enjoy teaching kids mathematics, reading and hiking, and exploring new places with family.
New York, USA
Capital markets latest thinking
Impacts of Central Clearing of US Treasuries and Repo
In this webcast, panelists will discuss key themes and high-level requirements of the US Treasury and repo central clearing rules.
07 May 2024 | 14:00 your local time
Why today’s banking CRO must be master of many trades
The EY/IIF global risk management survey results surface new challenges faced by today’s CRO as their strategic and tactical remit expands. Read more.
06 Feb 2024
Jan Bellens
How financial services is addressing U.S. Treasury and Repo clearing
Central clearing for U.S. Treasury and Repo markets triggers change in U.S. Treasury market structure, affecting broker-dealers and institutional investors. Read more.
01 Feb 2024
Mark Nichols
How financial firms can prepare for the 2024 regulatory landscape
Financial services firms will need to prioritize both event-driven and existing regulations to capitalize on untapped opportunities. Learn more.
04 Dec 2023
Jan Bellens
Basel III Endgame: what you need to know
Basel III Endgame is the latest update to global capital standards, marking a dramatic change to the current US risk-based capital framework. Learn more.
22 Sep 2023
Adam Girling
What to know about trading venue management and surveillance
Firms are facing heightened regulatory expectations. Learn more
18 Sep 2023
Robert Mara
Managing firmwide market data costs, capabilities and governance
Managing and modernizing market data costs, distribution, technology and controls can provide Capital Markets businesses efficiencies and competitive edge.
06 Sep 2023
EY Americas
