We help clients address legal, regulatory and reputational risk in collaboration with a global team of professionals to create and deliver innovative services.

Chris Sercy

EY Americas Forensic & Integrity Services Markets Leader, Principal, Ernst & Young LLP

Client focused. Driven by innovation and imagination. Committed to building diverse and inclusive teams. Avid golfer. Devoted to family.

Chris currently serves as the EY Americas Forensic & Integrity Services Markets Leader. Chris has a wide range of experience with matters pertaining to fraud, corruption, litigation and regulatory inquiry, particularly in the financial services sector, where he continues serving clients. In addition to having served in a federal regulatory agency, Chris has worked in investment banking, asset management and securities transaction technology.

Chris is experienced in mediation, trial testimony and presenting investigative findings to regulators, including the SEC, FINRA, CFTC, CFPB, FRB, OCC, NYDFS and FinCEN.

Chris received degrees in Economics and Finance from the University of South Carolina and attended Harvard Business School Executive Education programs. Chris is a certified fraud examiner, was awarded various licenses from the National Association of Securities Dealers and holds NASD Series 7 and Series 63 licenses.

How Chris is building a better working world

One of the ways I am contributing to building a better working world is by collaborating as a strategic advisor with our clients to help them create more efficient, fraud-free and compliant organizations to support their employees and their stakeholders and, ultimately, bring value to consumers worldwide. Integrity is at the heart of the forensics services we provide for our clients.

Personally, I take great pride in and enjoy coaching diverse teams to help address our clients’ most challenging business issues. We have an amazing team of professionals at our firm, and we bring each person’s specific set of strengths and insights to each project. This holistic approach makes it a better working world for our EY professionals, our clients and the future.

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