Increasing litigation and regulatory focus on cash sweep accounts

Litigation support

We assist with the preparation of potential damage calculations, analyses, e-discovery asset and transaction tracing exercises, and strategies required for complex litigation matters.

We support clients in presenting their position on financial matters in arbitrations, court proceedings and other dispute resolution procedures. We also have a deep roster of experienced advisors who can provide reports or consultative advice based on the specific matter.

Investigations

Companies reacting to examinations and inquiries from regulators or litigation matters often require assistance to collect evidence, conduct information seeking interviews and analyze accounting or other business records. Clients choose our integrated investigative team of forensic accountants, fraud examiners and former law enforcement professionals who work alongside data analysts and e-discovery professionals to provide comprehensive investigative support capabilities. The full-service EY investigations practice eliminates the need for multiple external advisors, reducing risk transfer and improving efficiency and cost-effectiveness.

Program enhancements

Following any investigation or litigation support, institutions may seek assistance to implement program improvements to reach their targeted future state when reacting to regulatory updates or responding to enforcement audits and actions. Clients choose EY Forensics professionals to assist in drafting or revising policies and procedures, updating control activities, developing training, modifying resource allocation, aligning systems or redesigning the program.